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San Juan, PR – Do you know how to identify, analyze, and assess risks with the goal of enhancing control frameworks? Are you able to address and mitigate broker-dealer compliance and operational risk issues? Are you able to leverage your regulatory knowledge and Compliance experience to positively influence risk decisions and promote a strong culture of Compliance? Were looking for an individual who can: Serve as the Chief Compliance Officer of the local SEC-registered Broker-Dealer, Leading Financial Services Company Financial Services Incorporated of Puerto Rico and the Leading Financial Services Company Trust Company of Puerto Rico, assisting with the preparation of the Annual Compliance Report Strategically challenge the 1st Line of Defense (1LoD) within the local Wealth Management business, providing risk and conflicts analysis, regulatory context, cross-border guidance, and compliance-related education Conduct compliance risk assessments and provide forward-looking analysis of regulatory ri…